CHAPTER VI
ST. FRANCIS AND INNOCENT III
Summer 12101
- 88 -Seeing the number of his friars daily increasing, Francis decided to
write the Rule of the Order and go to Rome to procure its approval by
the Pope.
This resolution was not lightly taken. It would be a mistake in fact to
take Francis for one of those inspired ones who rush into action upon
the strength of unexpected revelations, and, thanks to their faith- 89 - in
their own infallibility, overawe the multitude. On the contrary, he was
filled with a real humility, and if he believed that God reveals himself
in prayer, he never for that absolved himself from the duty of
reflection nor even from reconsidering his decisions. St. Bonaventura
does him great wrong in picturing the greater number of his important
resolutions as taken in consequence of dreams; this is to rob his life
of its profound originality, his sanctity of its choicest blossom. He
was of those who struggle, and, to use one of the noblest expressions of
the Bible, of those who by their perseverance conquer their souls.
Thus we shall see him continually retouching the Rule of his institute,
unceasingly revising it down to the last moment, according as the growth
of the Order and experience of the human heart suggested to him
modifications of it.2
The first Rule which he submitted to Rome has not come down to us; we
only know that it was extremely simple, and composed especially of
passages from the Gospels. It was doubtless only the repetition of those
verses which Francis had read to his first companions, with a few
precepts about manual labor and the occupations of the new
brethren.- 90 -3
It will be well to pause here and consider the brethren who are about to
set out for Rome. The biographies are in agreement as to their number;
they were twelve, including Francis; but the moment they undertake to
give a name to each one of them difficulties begin to arise, and it is
only by some exegetical sleight of hand that they can claim to have
reconciled the various documents. The table given below4 briefly
shows these difficulties. The question took on some importance when in
the fourteenth century men undertook to show an exact conformity between
the life of St. Francis and that of Jesus. It is without interest to us.
The profiles of two or three of these brethren stand out very clearly in
the picture of the origins of the Order; others remind one of the
pictures- 91 - of primitive Umbrian masters, where the figures of the
background have a modest and tender grace, but no shadow of personality.
The first Franciscans had all the virtues, including the one which is
nearly always wanting, willingness to remain unknown.
In the Lower Church of Assisi there is an ancient fresco representing
five of the companions of St. Francis. Above them is a Madonna by
Cimabue, upon which they are gazing with all their soul. It would be
more true if St. Francis were there in the place of the Madonna; one is
always changed into the image of what one admires, and they resemble
their master and one another.5 To attempt to give them a name is to
make a sort of psychological error and become guilty of infidelity to
their memory; the only name they would have desired is that of their
father. His love changed their hearts and shed over their whole persons
a radiance of light and joy. These are the true personages of the
Fioretti, the men who brought peace to cities, awakened consciences,
changed hearts, conversed with birds, tamed wolves. Of them one may
truly say: "Having nothing, yet possessing all things" (Nihil habentes,
omnia possidentes).
They quitted Portiuncula full of joy and confidence. Francis was too
much absorbed in thought not to desire to place in other hands the
direction of the little company.
"Let us choose," he said, "one from among ourselves to guide us,
and let him be to us as the vicar of Jesus Christ. Wherever it
may please him to go we will go, and when he may wish to stop
anywhere to sleep there we will stop." They chose Brother
Bernardo and did as Francis had said. They went on full of joy,
and all their conversations had for their object only the glory
of - 92 - God and the salvation of their souls. Their journey was happily accomplished. Everywhere they found
kindly souls who sheltered them, and they felt beyond a doubt
that God was taking care of them.6
Francis's thoughts were all fixed upon the purpose of their journey; he
thought of it day and night, and naturally interpreted his dreams with
reference to it. One time, in his dream, he saw himself walking along a
road beside which was a gigantic and wonderfully beautiful tree. And,
behold, while he looked upon it, filled with wonder, he felt himself
become so tall that he could touch the boughs, and at the same time the
tree bent down its branches to him.7 He awoke full of joy, sure of a
gracious reception by the sovereign pontiff.
His hopes were to be somewhat blighted. Innocent III. had now for twelve
years occupied the throne of St. Peter. Still young, energetic,
resolute, he enjoyed that superfluity of authority given by success.
Coming after the feeble Celestine III., he had been able in a few years
to reconquer the temporal domain of the Church, and so to improve the
papal influence as almost to realize the theocratic dreams of Gregory
VII. He had seen King Pedro of Aragon declaring himself his vassal and
laying his crown upon the tomb of the apostles, that he might take it
back at his hands. At the other end of Europe, John Lackland had been
obliged to receive his crown from a legate after having sworn homage,
fealty, and an annual tribute to the Holy See. Preaching union to the
cities and republics of Italy, causing the cry Italia! Italia! to
resound like the shout of a trumpet, he was the natural representative
of the national awakening, and appeared to be in some sort the suzerain
of the emperor, as he was already that of other kings. Finally, by his
efforts to purify the Church, by his indomitable firmness in defending- 93 -
morality and law in the affair of Ingelburge and in many others, he was
gaining a moral strength which in times so disquieted was all the more
powerful for being so rare.
But this incomparable power had its hidden dangers. Occupied with
defending the prerogatives of the Holy See, Innocent came to forget that
the Church does not exist for herself, that her supremacy is only a
transitory means; and one part of his pontificate may be likened to
wars, legitimate in the beginning, in which the conqueror keeps on with
depredations and massacres for no reason, except that he is intoxicated
with blood and success.
And so Rome, which canonized the petty Celestine V., refused this
supreme consecration to the glorious Innocent III. With exquisite tact
she perceived that he was rather king than priest, rather pope than
saint.
When he suppressed ecclesiastical disorders it was less for love of good
than for hatred of evil; it was the judge who condemns or threatens,
himself always supported by the law, not the father who weeps his son's
offence. This priest did not comprehend the great movement of his
age—the awakening of love, of poetry, of liberty. I have already said
that at the opening of the thirteenth century the Middle Age was twenty
years old. Innocent III. undertook to treat it as if it were only
fifteen. Possessed by his civil and religious dogmas as others are by
their educational doctrines, he never suspected the unsatisfied
longings, the dreams, unreasoning perhaps, but beneficent and divine,
that were dumbly stirring in the depths of men's hearts. He was a
believer, although certain sayings of the historians8 open the door
to some- 94 - doubts on this point, but he drew his religion rather from the
Old Testament than from the New, and if he often thought of Moses, the
leader of his people, nothing reminded him of Jesus, the shepherd of
souls. One cannot be everything; a choice intelligence, an iron
will9 are a sufficient portion even for a priest-god; he lacked
love. The death of this pontiff, great among the great ones, was
destined to be saluted with songs of joy.10
His reception of Francis furnished to Giotto, the friend of Dante, one
of his most striking frescos; the pope, seated on his throne, turns
abruptly toward Francis. He frowns, for he does not understand, and yet
he feels a strange power in this mean and despised man, vilis et
despectus; he makes a real but futile effort to comprehend, and now I
see in this pope, who lived upon lemons,11 something that recalls
another choice mind, theocratic like his own, sacrificed like him to his
work: Calvin. One might think that the painter had touched his lips to
the Calabrian Seer's cup, and that in the attitude of these two men he
sought to symbolize a meeting of representatives of the two ages of
humanity, that of Law and that of Love.12
A surprise awaited the pilgrims on their arrival in- 95 - Rome: they met the
Bishop of Assisi,13 quite as much to his astonishment as to their
own. This detail is precious because it proves that Francis had not
confided his plans to Guido. Notwithstanding this the bishop, it is
said, offered to make interest for them with the princes of the Church.
We may suspect that his commendations were not very warm. At all events
they did not avail to save Francis and his company either from a
searching inquiry or from the extended fatherly counsels of Cardinal
Giovanni di San Paolo14 upon the difficulties of the Rule, counsels
which strongly resemble those of Guido himself.15
What Francis asked for was simple enough; he claimed no privilege of any
sort, but only that the pope would approve of his undertaking to lead a
life of absolute conformity to the precepts of the gospel. There is a
delicate point here which it is quite worth while to see clearly. The
pope was not called upon to approve the Rule, since that came from Jesus
himself; at the very worst all that he could do would be to lay an
ecclesiastical- 96 - censure upon Francis and his companions for having acted
without authority, and to enjoin them to leave to the secular and
regular clergy the task of reforming the Church.
Cardinal Giovanni di San Paolo, to whom the Bishop of Assisi presented
them, had informed himself of the whole history of the Penitents. He
lavished upon them the most affectionate tokens of interest, even going
so far as to beg for a mention in their prayers. But such assurances,
which appear to have been always the small change of the court of Rome,
did not prevent his examining them for several successive days,16 and
putting to them an infinite number of questions, of which the conclusion
was always the advice to enter some Order already existing.
To this the unlucky Francis would reply as best he could, often not
without embarrassment, for he had no wish to appear to think lightly of
the cardinal's counsels, and yet he felt in his heart the imperious
desire to obey his vocation. The prelate would then return to the
charge, insinuating that they would find it very hard to persevere, that
the enthusiasm of the early days would pass away, and again pointing out
a more easy course. He was obliged in the end to own himself vanquished.
The persistence of Francis, who had never weakened for an instant nor
doubted his mission, begat in him a sort of awe, while the perfect
humility of the Penitents and their simple and striking fidelity to the
Roman Church reassured him in the matter of heresy.
He announced to them, therefore, that he would speak of them to the
pope, and would act as their advocate with him. According to the Three
Companions he said to the pope: "I have found a man of the highest
perfection, who desires to live in conformity with the Holy Gospel- 97 - and
observe evangelical perfection in all things. I believe that by him the
Lord intends to reform the faith of the Holy Church throughout the whole
world."17
On the morrow he presented Francis and his companions to Innocent III.
Naturally, the pope was not sparing of expressions of sympathy, but he
also repeated to them the remarks and counsels which they had already
heard so often. "My dear children," he said, "your life appears to me
too severe; I see indeed that your fervor is too great for any doubt of
you to be possible, but I ought to consider those who shall come after
you, lest your mode of life should be beyond their strength."18
Adding a few kind words, he dismissed them without coming to any
definite conclusion, promising to consult the cardinals, and advising
Francis in particular to address himself to God, to the end that he
might manifest his will.- 98 -
Francis's anxiety must have been great; he could not understand these
dilatory measures, these expressions of affection which never led to a
categorical approbation. It seemed to him that he had said all that he
had to say. For new arguments he had only one resource—prayer.
He felt his prayer answered when in his conversation with Jesus the
parable of poverty came to him; he returned to lay it before the pope.
There was in the desert a woman who was very poor, but
beautiful. A great king, seeing her beauty, desired to take her
for his wife, for he thought that by her he should have
beautiful children. The marriage contracted and consummated,
many sons were born to him. When they were grown up, their
mother spoke to them thus: "My sons, you have no cause to blush,
for you are the sons of the king; go, therefore, to his court,
and he will give you everything you need." When they arrived at the court the king admired their beauty,
and finding in them his own likeness he asked, "Whose sons are
you?" And when they replied that they were the sons of a poor
woman who lived in the desert, the king clasped them to his
heart with joy saying, "Have no fear, for you are my sons; if
strangers eat at my table, much more shall you who are my lawful
sons." Then the king sent word to the woman to send to his court
all the sons which she had borne, that they might be nourished
there.
"Very holy father," added Francis, "I am this poor woman whom
God in his love has deigned to make beautiful, and of whom he
has been pleased to have lawful sons. The King of Kings has told
me that he will provide for all the sons which he may have of
me, for if he sustains bastards, how much more his legitimate
- 99 -
sons."19
So much simplicity, joined with such pious obstinacy, at last conquered
Innocent. In the humble mendicant he perceived an apostle and prophet
whose mouth no power could close. Successor of St. Peter and vicar of
Jesus Christ that he felt himself, he saw in the mean and despised man
before him one who with the authority of absolute faith proclaimed
himself the root of a new lineage of most legitimate Christians.
The biographers have held that by this parable Francis sought above all
things to tranquillize the pope as to the future of the brethren; they
find in it a reply to the anxieties of the pontiff, who feared to see
them starve to death. There can be no doubt that its original meaning
was totally different. It shows that with all his humility Francis knew
how to speak out boldly, and that all his respect for the Church could
not hinder his seeing, and, when necessary, saying, that he and his
brethren were the lawful sons of the gospel, of which the members of the
clergy were only extranei. We shall find in the course of his life
more than one example of this indomitable boldness, which disarmed
Innocent III. as well as the future Gregory IX.
In a consistory which doubtless was held between the two audiences some
of the cardinals expressed the opinion that the initiative of the
Penitents of Assisi was an innovation, and that their mode of life was
entirely beyond human power. "But," replied Giovanni di San Paolo, "if
we hold that to observe gospel perfection and make profession of it is
an irrational and impossible innovation, are we not convicted of
blasphemy against Christ, the author of the gospel?"20
These words struck Innocent III. with great force; he knew better than
any one that the possessions of the ecclesiastics were the great
obstacles to the reform of the- 100 - Church, and that the threatened success
of the Albigensian heresy was especially due to the fact that it
preached the doctrine of poverty.
Two years before he had accorded his approbation to a group of
Waldensians, who under the name Poor Catholics had desired to remain
faithful to the Church;21 he therefore gave his approval to the
Penitents of Assisi, but, as a contemporary chronicler has well
observed, it was in the hope that they would wrest the banner from
heresy.22
Yet his doubts and hesitations were not entirely dissipated. He reserved
his definitive approbation, therefore, while lavishing upon the brothers
the most affectionate tokens of interest. He authorized them to continue
their missions everywhere, after having gained the consent of their
ordinaries. He required, however, that they should give themselves a
responsible superior to whom the ecclesiastical authorities could always
address themselves. Naturally, Francis was chosen.23 This fact, so
humble in appearance, definitively constituted the Franciscan family.- 101 -
The mystics whom we saw going from village to village transported with
love and liberty accepted the yoke almost without thinking about it.
This yoke will preserve them from the disintegration of the heretics,
but it will make itself sharply felt by those pure souls; they will one
day look back to the early days of the Order as the only time when their
life was truly conformed to the gospel.
When Francis heard the words of the supreme pontiff he prostrated
himself at his feet, promising the most perfect obedience with all his
heart. The pope blessed them, saying: "Go, my brethren, and may God be
with you. Preach penitence to everyone according as the Lord may deign
to inspire you. Then when the All-powerful shall have made you multiply
and go forward, you will refer to us; we will concede what you ask, and
we may then with greater security accord to you even more than you
ask."24
Francis and his companions were too little familiar with Roman
phraseology to perceive that after all the Holy See had simply consented
to suspend judgment in view of the uprightness of their intentions and
the purity of their faith.25
The flowers of clerical rhetoric hid from them the shackles which had
been laid upon them. The curia, in fact, was not satisfied with
Francis's vow of fidelity, it desired in addition to stamp the Penitents
with the seal of the Church: the Cardinal of San Paolo was deputed to
confer upon them the tonsure. From this time they were all under the
spiritual authority of the Roman Church.- 102 -
The thoroughly lay creation of St. Francis had become, in spite of
himself, an ecclesiastical institution: it must soon degenerate into a
clerical institution. All unawares, the Franciscan movement had been
unfaithful to its origin. The prophet had abdicated in favor of the
priest, not indeed without possibility of return, for when a man has
once reigned, I would say, thought, in liberty—what other kingdom is
there on this earth?—he makes but an indifferent slave; in vain he
tries to submit; in spite of himself it happens at times that he lifts
his head proudly, he rattles his chains, he remembers the struggles,
sadness, anguish of the days of liberty, and weeps their loss. Among the
sons of St. Francis many were destined to weep their lost liberty, many
to die to conquer it again.
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